SettleMint
Compliance

Identity block-list

Configure the DALP identity block-list module so an asset rejects specific identities for sanctions, fraud, or per-case compliance action.

The identity block-list compliance module rejects regulated operations when any involved identity is on the asset's block-list. Use the block-list to enforce sanctions, fraud responses, or per-case compliance actions without changing the asset's broader holder-eligibility policy.

The block-list is the inverse of the identity allow-list. Most assets use one or the other; combining both is unusual and produces the most restrictive policy.

For the architecture reference, see Identity lists.

Prerequisites

  • The asset already exists (configure during creation) or you have the Asset administrator role on the deployed asset.
  • The identities to block have registered OnchainIDs (the block-list operates on OnchainID, not on raw wallet address — for wallet-level blocking, use the address block-list).
  • Operating-team approval to block the identities, with documented justification for the compliance evidence pack.

Configure during asset creation

In the Asset Designer compliance step, pick the identity block-list module. Add the OnchainID addresses to block. Most newly created assets start with an empty block-list; entries land later as compliance events occur.

Configure on an existing asset

From the asset detail workspace, open the compliance tab and add or remove OnchainID entries on the block-list. The platform queues an on-chain transaction per change.

Operating considerations

  • The block-list checks the OnchainID. A holder with multiple wallets under the same OnchainID is blocked across all of those wallets simultaneously.
  • Adding an OnchainID to the block-list does not move existing balances. Coordinate forced transfer or escheatment through the operating runbook when the block must take effect on existing holdings.
  • Removing an OnchainID from the block-list does not restore lost evidence. The compliance event that triggered the block stays in the audit trail.

What stays external

The decision to block an identity, the supporting due-diligence evidence, the disclosure to the affected party (where required by law), and the periodic review of the block-list stay with your compliance team.

Troubleshooting

What you seeWhat to check
Holder still transacts after block-list entryConfirm the on-chain transaction has confirmed; the block-list edit is asynchronous.
Block-list set on wrong OnchainIDRemove the incorrect entry, add the correct one. Each change is a separate transaction.
Whole-wallet block needed insteadUse the address block-list for wallet-level enforcement.

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